We manage individual investment (stock and bond) accounts for individuals, trusts and corporations. Our three primary goals when managing these accounts are:

                     Good solid returns - Reduced volatility - Tax efficiency

WHAT WE BUY:
Blue Chip Stocks which potentially offer:

WHEN WE BUY:

• Out of favor/overlooked stocks
  
• Undervalued compared to historical ratios
  

WHEN WE SELL:

• Popular/overbought
  
• Overvalued compared to historical ratios
• When we feel the "after tax" value of a security would be more profitable for you in another stock
  

ADVANTAGES OF OWNING STOCKS:

• Long Term Capital Gain (15%/5%)
  
• Estate Planning - Free stepped up basis
  
• Year-End Tax Planning
  
• Cash Flow
  
• The Best Stocks Now
  

REPORTS

ACCOUNT PROTECTION

Both Sycamore Financial Group and Southwest Securities are members of Securities Investor Protection Corporation (SIPC), a federal corporation that is authorized to borrow money from the U.S. Treasury. SIPC protects each customer’s accounts up to $500,000 limited to $100,000 on claims for cash. Southwest Securities offers a second level of coverage up to an additional $24,500,000 per account. (See footnote 1 below.) SIPC insurance does not protect against market loss.

FEES

INVESTOR REQUIREMENTS

• Patience
  
• Long term objectives (5 years or more)
  
• $50,000.00 initial deposit (see footnote 2 below)
  

INVESTOR ADVANTAGES

• Lower Costs
  
• Professional Management
  
• No Sales or Termination Charge
  
• Can Exclude Certain Stocks Such as Liquor, Tobacco, etc.

Investment return and principal value will fluctuate. An Investor’s shares, when sold, may be worth more or less than their original cost.

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